Financial regulatory compliance

Regulatory compliance, anti-money laundering, know your customers, reporting (FATCA and CRS) and corporate governance are strategic requirements and key focus areas for financial institutions across the world. We provide end-to-end FRC services to institutions seeking to enhance their compliance and governance frameworks.

Our evaluation of an organisation’s fundamental requirements helps demystify regulatory requirements and simplifies implementation and setup by providing a road map for improved monitoring. A model-based process of compliance review, developed by banking professionals with extensive experience, is central to our approach.

The global financial crisis of 2008 led to the  failure of a number of established financial institutions. Inadequate corporate governance and compliance were often identified as major contributors to business failures. As a result, regulators across the world have introduced tougher measures and enhanced regulatory monitoring. Tax and sanctions regimes have also became more stringent. Governance and compliance are now key focus areas for financial institutions.

Our FRC solutions include:


  • Regulatory compliance reviews for financial institutions
  • Framework enhancements
  • Compliance monitoring systems and annual compliance plans
  • GDPR impact assessments

Anti-money laundering (AML)

  • AML reviews
  • AML frameworks
  • AML risk assessments
  • Know your customer (KYC) management


  • Foreign Accounts Tax Compliance Act (FATCA) compliance
  • Common reporting standard (CRS)
  • FATCA and CRS health-checks and on-going support

Corporate governance

  • Framework, reviews, development & enchancement
  • Board performance reviews
  • Reviews & enhancement

Our FRC team has the knowledge and expertise needed to develop and deliver customised training on a wide range of FRC services.

Our team includes bankers with deep insight and relevant experience who adopt a practical approach to help clients comply with regulatory obligations while creating value by providing efficient and cost-effective solutions.

Click to download
Click to view
Click to view
Mohammad Ashraf
Executive Director
Ahmed Ayyad
Executive Manager