Financial regulatory compliance

Regulatory compliance, anti-money laundering (AML), know your customers (KYC), reporting (FATCA and CRS) and corporate governance are both strategic requirements and key focus areas for financial institutions (FIs) globally. Our banking experts provide end-to-end financial regulatory compliance (FRC) services to FIs seeking to standardise and enhance their compliance and governance frameworks. A model-based process of compliance review and assessment, developed by experienced banking professionals, is central to our approach, helping to demystify regulatory requirements and simplify implementation by providing a road map for improved monitoring.

Our FRC solutions include:


  • Regulatory compliance framework reviews
  • Framework development and enhancements
  • Compliance monitoring systems’ customisation and effectiveness
  • Annual compliance program, testing and reporting

Anti-money laundering (AML):

  • Regulatory AML reviews
  • AML frameworks review and enhancements
  • AML risk assessments
  • AML system’s optimisation
  • Know your customer (KYC) management

The Foreign Accounts Tax Compliance Act (FATCA) and the common reporting standard (CRS):

  • FATCA compliance
  • CRS compliance
  • FATCA/CRS health-checks and on-going support
  • Annual reporting

Corporate governance:

  • Framework reviews, development & enhancement
  • Board performance reviews
  • Code of conduct, conflict of interest, whistleblowing, disclosure processes

Training and awareness:

  • Customised training on a wide range of FRC services

Our team includes ex-bankers with deep insight and relevant experience who adopt a practical approach to help clients comply with regulatory obligations while providing efficient and cost-effective solutions that add value.

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Mohammad Ashraf
Executive Director
Ahmed Ayyad
Executive Manager